Recruiter

JOBG8

Salary

From £60,000 to £75,000 per year

Location

Warwickshire, West Midlands, United Kingdom, England

Job term

Permanent

Job hours

Full time

For this Investment Banking giant we are looking for an Operations Control Business Manager. Our client must demonstrate to regulators that it operates robust controls and can provide evidence of the existence and effectiveness of such controls. In order to meet these regulatory obligations regional control functions are being built out in Asia (APAC), Europe (EMEA) and the US. These teams will report directly into the regional COOs, as well as coordinate their activities under the direction of the Supervision function to implement global consistency through shared tools, methodologies and best practice. The EMEA Central Control Function will form part of the Front Office supervision and control framework to ensure that: Business (Level 1) controls are executed against a pre-determined schedule and supporting documentary evidence is both timely and complete, as well as follow up on any exceptions. Execute controls delegated by the Front Office to the control function. Provide monthly Management Information Systems (MIS) to product line and regional management teams. Engage product lines to embed a control culture. Interface with the Global Supervisoin team to shape tools, methodologies and processes. Interface with Legal/Compliance on new regulations and/or rule interpretations that may necessitate new control implementation. Act as a point of contact for internal/external audits and regulatory assessments. Key Responsibilities: Schedule EMEA control function Associate resource activities Communicate monthly MIS to governance forums and regional management Engage with product lines to embed a control culture Coordinate with APAC/US control functions and Global Supervision the regional implementation of new infrastructure, framework and processes Liaise with Compliance and Legal to ensure new regulatory requirements are adopted into the control framework You will have: Experience in defining processes, tools and methodology for managing regulatory controls Strong Operations background Strong Powerpoint skills Strong Process skills In depth experience with business processes Excellent written skills to document procedures Knowledge of SharePoint and Lotus Notes desirable You will be: Educated to Degree Level (or the relevant international equivalent) An assertive, effective communicator Detail oriented, structured and a methodical thinker Able to develop relationships across multiple businesses and countries Able to plan and organize work efficiently and deliver services promptly and reliably Able to adapt/change behavior or plans in order to achieve a target/objective Able to take appropriate action and show good judgment in critical situations An excellent team player Proficient with MS-Excel, PowerPoint, Word and Outlook Proactive with strong analytic skills and be able to identify opportunities and develop new ideas that will lead to improvements